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Securities Regulation: Examples and Explanations

Alan R. Palmiter (Howard L. Oleck Professor of Business Law, Wake Forest University)
Format
Book
Published
New York : Wolters Kluwer, [2017]
Edition
Seventh edition
Language
English
Series
Examples & Explanations
Examples & Explanations Series
ISBN
9781454881308, 1454881305
Contents
  • Introduction to securities markets and regulation
  • Definition of security
  • Materiality
  • Registration of securities offerings
  • Exemptions from Securities Act registration
  • Securities Act liability
  • Secondary and other postoffering distributions
  • Securities Exchange Act of 1934
  • Rule 10b-5
  • Insider trading
  • Regulation of securities industry
  • Public enforcement
  • U.S. regulation of cross-border securities transactions.
Description
xxv, 666 pages ; 26 cm.
Notes
Includes index.
Technical Details
  • Access in Virgo Classic
  • Staff View

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