Item Details

SEC Oversight of Investment Advisers: Hearing Before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, Second Session, on the Unfair Practice That Exists With Some Financial Planners and the Need for Congress to Support the SEC Through Additional Funding and Staffing for the Regulation of the Financial Planning Industry, February 20, 1992

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Format
Book; Government Document
Published
Washington : U.S. G.P.O. : For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, 1992.
Language
English
Series
S. Hrg
United States Congress Senate S. Hrg
ISBN
0160390982
SuDoc Number
Y 4.B 22/3:S.HRG.102-731
Description
iv, 222 p. : ill. ; 24 cm.
Notes
Includes bibliographical references.
Series Statement
S. hrg. ; 102-731
Technical Details
  • Access in Virgo Classic

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    a| United States. b| Congress. b| Senate. b| Committee on Banking, Housing, and Urban Affairs. b| Subcommittee on Securities.
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    a| SEC oversight of investment advisers : b| hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.
    260
      
      
    a| Washington : b| U.S. G.P.O. : b| For sale by the U.S. G.P.O., Supt. of Docs., Congressional Sales Office, c| 1992.
    300
      
      
    a| iv, 222 p. : b| ill. ; c| 24 cm.
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    a| S. hrg. ; v| 102-731.
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    a| Includes bibliographical references.
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    a| 17
    610
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    0
    a| United States. b| Securities and Exchange Commission x| Appropriations and expenditures.
    650
      
    0
    a| Financial planners x| Malpractice z| United States.
    650
      
    0
    a| Financial services industry z| United States x| Corrupt practices.
    810
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    a| United States. b| Congress. b| Senate. t| S. hrg. ; v| 102-731.
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    a| 12-19-92 b| 06-14-96 c| 3
    948
      
      
    a| 12/19/92 b| 06/14/96 c| 12/19/92
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    a| Y 4.B 22/3:S.HRG.102-731 w| SUDOC i| 35007000436638 l| LAW2-DOCS m| LAW t| DOCUMENT

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