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Financial Services Industry: Hearings Before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, Second Session, on H.R. 3054, H.R. 4441, and H.R. 5777, Bills to Provide for Self-Regulaton and to Improve the Disclosure to Customers of Investment Advisers, and to Amend the Federal Securities Laws to Equalize the Regulatory Treatment of Participants in the Securities Industry .

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance
Format
Book; Government Document
Published
Washington, DC : U.S. G.P.O., 1991.
Language
English
Related Title
Financial services industry oversight.
Financial planners, H.R. 3054, H.R. 4441.
Common trust funds, H.R. 5777.
SuDoc Number
Y 4.En 2/3:101-211
Description
iv, 812 p. ; 24 cm.
Notes
  • "July 11, 1990--Financial services industry oversight; July 18, 1990--Financial planners (H.R. 3054, H.R. 4441); October 4, 1990--Common trust funds (H.R. 5777)."
  • "Serial no. 101-211."
  • Includes bibliographical references.
Technical Details
  • Access in Virgo Classic
  • Staff View

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    a| Financial services industry : b| hearings before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, House of Representatives, One Hundred First Congress, second session, on H.R. 3054, H.R. 4441, and H.R. 5777, bills to provide for self-regulaton and to improve the disclosure to customers of investment advisers, and to amend the federal securities laws to equalize the regulatory treatment of participants in the securities industry ..
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    a| Washington, DC : b| U.S. G.P.O., c| 1991.
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    a| iv, 812 p. ; c| 24 cm.
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    a| "July 11, 1990--Financial services industry oversight; July 18, 1990--Financial planners (H.R. 3054, H.R. 4441); October 4, 1990--Common trust funds (H.R. 5777)."
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    a| Includes bibliographical references.
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    a| United States. b| Securities and Exchange Commission.
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    a| Financial institutions z| United States.
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    a| Banks and banking z| United States.
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    a| Financial services industry oversight.
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    a| Financial planners, H.R. 3054, H.R. 4441.
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    a| Common trust funds, H.R. 5777.
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