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NASD Manual

National Association of Securities Dealers; Commerce Clearing House
Format
Journal/Magazine; Looseleaf
Published
Chicago : Commerce Clearing House, c1967-c2008.
Language
English
Variant Title
National Association of Securities Dealers manual
NASD securities dealers manual
Securities dealers manual
Later Title
Financial Industry Regulatory Authority. FINRA manual
Description
1 v. (loose-leaf) ; 25 cm.
Notes
  • Loose-leaf for updating.
  • Includes index.
Journal Frequency
Updated monthly
Publication History
Began in 1967; ceased with: no. 417 (Dec. 5, 2008).
Technical Details
  • Access in Virgo Classic
  • Staff View

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    1
    0
    a| NASD manual.
    246
    3
      
    a| National Association of Securities Dealers manual
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    1
    4
    a| NASD securities dealers manual
    246
    3
    0
    a| Securities dealers manual
    260
      
      
    a| Chicago : b| Commerce Clearing House, c| c1967-c2008.
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    a| 1 v. (loose-leaf) ; c| 25 cm.
    310
      
      
    a| Updated monthly
    362
    1
      
    a| Began in 1967; ceased with: no. 417 (Dec. 5, 2008).
    500
      
      
    a| Loose-leaf for updating.
    500
      
      
    a| Includes index.
    550
      
      
    a| Official publication of the National Association of Securities Dealers, Inc.
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    0
    a| National Association of Securities Dealers x| Rules and practice v| Handbooks, manuals, etc.
    610
    2
    7
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    0
    a| Financial services industry x| Law and legislation z| United States v| Handbooks, manuals, etc.
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    0
    a| Securities v| Handbooks, manuals, etc.
    650
      
    0
    a| Brokers v| Handbooks, manuals, etc.
    650
      
    0
    a| Securities industry x| Law and legislation z| United States v| Handbooks, manuals, etc.
    650
      
    0
    a| Stockbrokers x| Legal status, laws, etc. z| United States.
    650
      
    7
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    650
      
    7
    a| Financial services industry x| Law and legislation. 2| fast 0| (OCoLC)fst00924762
    650
      
    7
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    7
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    7
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    7
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    7
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    a| Commerce Clearing House.
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    0
    8
    i| Online version: a| National Association of Securities Dealers. t| NASD manual w| (OCoLC)765039628
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    0
    a| Financial Industry Regulatory Authority. t| FINRA manual w| (DLC) 2009249023 w| (OCoLC)314412495
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    a| Z0 b| VAL
    596
      
      
    a| 17
    852
    8
      
    a| xxx b| LAW c| STACKS x| cch x| Loose-leaf x| Route to Mahoney
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    8| 1
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    a| KF1068.4 .C67 w| LC i| 35007006606333 l| STACKS m| LAW t| BOOK
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    a| KF1068.4 .C67 w| LC i| 3344117-2001 k| DISCARD l| LAW-PAID m| LAW t| BOOK
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    a| KF1068.4 .C67 NO. 397 MAR 30, 2007 w| LC i| 35007006848422 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 398 MAY 9, 2007 w| LC i| 35007007067212 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 403 OCT 5, 2007 w| LC i| 35007006902856 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 405 DEC 5, 2007 w| LC i| 35007007133204 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 406 JAN 11, 2008 w| LC i| 35007006954634 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 412 JUL 15, 2008 w| LC i| 35007006805612 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 413 AUG 15, 2008 w| LC i| 3344117-51001 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 414 SEP 22, 2008 w| LC i| 3344117-52001 l| STACKS m| LAW t| CUR-PER
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    a| KF1068.4 .C67 NO. 416 NOV 17, 2008 w| LC i| 3344117-54001 l| STACKS m| LAW t| CUR-PER
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