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SEC Oversight of Investment Advisers [electronic resource]: Hearing Before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, Second Session, on the Unfair Practice That Exists With Some Financial Planners and the Need for Congress to Support the SEC Through Additional Funding and Staffing for the Regulation of the Financial Planning Industry, February 20, 1992

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Format
Online; EBook; Government Document
Published
Washington : U.S. G.P.O., 1992.
Language
English
Series
ProQuest U.S. Congressional Hearings Digital Collection
SuDoc Number
Y 4.B 22/3:S.HRG.102-731
Description
iv, 222 p. : ill. ; 24 cm.
System requirements: PDF reader software.
Notes
  • Record is based on bibliographic data in ProQuest Congressional Hearings Digital Collection (last viewed Nov. 2009) Reuse except for individual research requires license from ProQuest, LLC.
  • Access to the Congressional Hearings Digital Collection is restricted by license to users on UVA's network. This document may also be available in print or microform at either UVa's Alderman or Law Libraries.
  • CIS No. HRG-1992-BHU-0017
  • Record is based on bibliographic data in ProQuest Congressional Hearings Digital Collection. Reuse except for individual research requires license from ProQuest, LLC.
  • Includes bibliographical references.
Reproduction Notes
Electronic reproduction. [Bethesda, Md.] : ProQuest, 2004. digital, PDF file. ProQuest U.S. Congressional Hearings Digital Collection. Mode of access: World Wide Web via ProQuest website.
Series Statement
S. hrg. ; 102-731
Copyright Not EvaluatedCopyright Not Evaluated
Technical Details
  • Staff View

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    a| SEC oversight of investment advisers h| [electronic resource] : b| hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.
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    a| Record is based on bibliographic data in ProQuest Congressional Hearings Digital Collection (last viewed Nov. 2009) Reuse except for individual research requires license from ProQuest, LLC.
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    a| Access to the Congressional Hearings Digital Collection is restricted by license to users on UVA's network. This document may also be available in print or microform at either UVa's Alderman or Law Libraries.
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    a| CIS No. HRG-1992-BHU-0017
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    a| Includes bibliographical references.
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    a| Electronic reproduction. b| [Bethesda, Md.] : c| ProQuest, d| 2004. e| digital, PDF file. n| ProQuest U.S. Congressional Hearings Digital Collection. n| Mode of access: World Wide Web via ProQuest website.
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    a| United States. b| Securities and Exchange Commission x| Appropriations and expenditures.
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    a| Financial planners x| Malpractice z| United States.
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    a| Financial services industry z| United States x| Corrupt practices.
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